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Henning Brockhaus

Lawyer │ Partner

Frankfurt a.M.

+49 69 27229 10602

henning.brockhaus@luther-lawfirm.com

Areas of practice

Capital Markets, Banking & Finance

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Financial Services Investment Funds & Alternative Investments

Henning Brockhaus has many years of experience advising German and international asset management clients on investment law and regulatory issues. He advises providers on how to structure, set up and distribute regulated domestic and foreign funds and other investment products, as well as advising institutional investors (including investors regulated under insurance supervisory or banking supervisory law) on the acquisition of such investment products. His services further include providing his clients with ongoing assistance with their day-to-day business by supporting their legal departments on an “extended workbench” basis.

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Vita

Henning Brockhaus studied law at the University of Bielefeld (Germany). Following his admission to the German Bar in 2003, he worked at DWS Investment, a large investment management company of the Deutsche Bank Group, until 2007. He then moved to KPMG AG, where he worked in the field of audit investment management, and then, in 2013, took up work at KPMG Law, specialising in legal financial services, where he was greatly involved in setting up a consultancy team providing legal advice to asset managers.

Honors and distinctions

The Legal 500 Germany 2025: Recommendation in the category "Banking and Finance Law - Investment Funds"
Best Lawyers 2026: Recommendation in “Investment Funds”

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Clients

Advised market participants on authorisation procedures under the German Capital Investment Code (KAGB)/the German Securities Institutions Act (WpIG).
Providing ongoing advice and assistance to the legal departments of various investment management companies with regard to their day-to-day business.
Advised investment management companies on the preparation of, and modifications to, the fund documentation for open-ended and closed-end German and international public and special funds.
Advised on the distribution of investment funds and other investment products in Germany and Europe.
Advised German asset managers on how to structure and set up investment funds.
Advised market participants and investors on matters regarding the eligibility of target vehicles for investment funds

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Blog posts

Insolvency administrator of Wirecard AG reclaims dividends

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Newsroom

all News

A white cup of coffee sits on a saucer next to a bowl of granola topped with yogurt, banana slices, and blueberries. In the background, two bananas are visible alongside scattered coffee beans.

Luther Breakfast Briefing – Frankfurt a.M.

17.06.2025 | Event

Three medical professionals in white lab coats walk together down a well-lit hospital corridor. Their backs are to the viewer as they proceed along a smooth floor, flanked by large windows that allow natural light into the space.

Protective shield proceedings: Luther advises hospital group "Pfeiffersche Stiftungen" on merger with Magdeburg University Hospital

02.07.2025 | PR

A child with long hair is blowing bubbles into the air during sunset. The bubbles are large and colorful, floating upwards against a golden and blurred background, creating a joyful and whimsical atmosphere.

Soap bubble container is not packaging within the meaning of the Packaging Act – Luther achieves landmark judgement for toy manufacturers

30.06.2025 | PR

A bronze statue of Lady Justice, blindfolded, holding a pair of scales. She symbolizes impartiality and fairness in the justice system, representing the idea that justice should be administered without bias. The background is blurred, focusing on her figure and scales.

Lawsuits against Chinese opponents? Public service of documents facilitates legal proceedings before German courts.

24.06.2025 | Blog

Preservation of loss carry-forwards despite acquisition of more than 50% of the shares

18.06.2025 | Blog

News Arbitration Landscape – Singapore: Shaping the Future of Arbitration: Updates to SIAC Rules 2025

18.06.2025 | Blog

Exemption from the cartel prohibition: Beemster cheese

ECJ clarifies conditions for restrictions on active sales in exclusive distribution contracts under the Vertical Block Exemption Regulation

27.05.2025 | Blog

An abstract graphic depicting a global trade theme, featuring shipping containers and cranes in a port. Superimposed are outlines of continents with light lines connecting them, symbolizing international shipping and connectivity. The overall tone is blue, suggesting a technological and modern approach to logistics.

Managing trade barriers - What the new US tariffs mean for international supply contracts

06.05.2025 | Blog

A silver statue of Lady Justice stands on a table, holding a sword in one hand and scales in the other. The background includes blurred books and papers, symbolizing law and justice. The statue represents fairness and the legal system.

General Court bolsters up the European Commission: Dismissal of action brought by German fragrance company for annulment of inspection decision authorising a dawn raid to be conducted on the undertaking.

05.05.2025 | Blog